Author: Craig Solowski, CIA, CISA, CISM, CRISC

Audit Guidance \ Featured
What are Auditors Responsibilities for Document Management?
August 22, 2019

Auditors are frequently requesting and receiving highly sensitive or confidential data and information from their clients, but what are their responsibilities for document and records management? What is Records Management? Per ISO 15489-1:2001 "Information and Documentation - Records Management", it is expected that organizations have effective controls for the creation, receipt, maintenance, use and disposition of records and documentation, in...

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Audit Suite’s 3v3 Basketball Tournament 2019
August 7, 2019

JOIN US BALLING TO END ALZHEIMER’S When: October 17, 2019 from 3:00pm to 7:00pm Where: Windy City Fieldhouse (2367 W. Logan Blvd., Chicago, IL 60647) What: Audit Suite is hosting a 3v3 coed basketball tournament to raise money for the Alzheimer’s Association. How: Register your team at Notes: Each team can have up to four participants, and one female...

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Audit Guidance \ Featured \ Miscellaneous
What is an Audit Request List or PBC Request List?
January 22, 2019

If you are a new auditor or being subjected to an audit for the first time, then you may have heard a reference to an "Audit Request List" or "PBC Request List". The two can be used interchangeably, for the purpose of this article, we will use "PBC Request List". You may be asking yourself "what is a PBC Request List?", but don't worry, you're not the first, and you won't be the last to ask that question. Firstly, the acronym PBC stands...

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Audit Guidance \ Featured
Improve the PBC Request Process with Technology
January 21, 2019

What is your process to send audit documentation or PBC requests to your clients? Do you have a process to manage and track all requests that were issued or are outstanding? WHAT IS A PBC REQUEST LIST? I reached out to people from my network who operate within internal and external audit function across many different industries to find the answers to these questions. As a result of the discussions, the most common process for managing PBC...

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